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Recorded: Wednesday, April 6, 2016
Duration: 1 hour
 
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This webcast covered the technical issues that arose from closing the first Reg A+ deal for Elio Motors. The webcast included commentary from the guys who actually dealt with the “administrivia” of getting the deal to market – and importantly, what they learned.

*Note: This was not a “general overview” of Reg A. This was a technical program for companies considering Reg A, and their advisors.

 

Pre-deal Marketing: Auditing requirements; testing the waters; deal marketing communications and solicitations of interest

SEC Filing Process: Filing Form 1-A; using EDGAR; preparing the offering circular; escrow and subscription agreements; other filing exhibits

The Offering Process: Engaging a transfer agent; blue sky filings; understanding escrow services; electronic/hardcopy certificate issuance; engaging other service providers to assist in the offering; FINRA’s Rule 5110

Post-offering Shareholder & Trading Issues: Maintenance of shareholder records; electronic trading and DTC eligibility; depositing share certificates in brokerage accounts; FINRA 15c2-11 approval; OTC and other trading venue options

Proudly sponsored by:

Margaret Chou
Assistant Vice President, Corporate Services 
OTC Markets Group

Maggie Chou

Yoel Goldfeder
Chief Executive Officer
Vstock Transfer
Steven Dresner
Chief Executive Officer
Dealflow.com
Louis A. Bevilacqua
Managing Member
Bevilacqua PLLC
Gordon Ruckdeschel
Vice President, Operations
Vintage, a Division of PR Newswire
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